Investment Strategy
1. Exit Potential: Focus on opportunities believed to have liquidity potential within 2-5 years through IPO, sale, merger, or other exit strategies
2. Strong Management: Emphasis on experienced management teams capable of executing on market opportunities
3. Favorable Terms: Direct investments generally seek protective provisions, including liquidation preferences and anti-dilution protection
4. Market Position: Companies in competitive markets with potential for significant growth
Investment Types
Direct Investments
Equity (common/preferred stock) or convertible debt
Secondary Purchases
Securities purchased from current or former employees and stockholders
Fund Investments
Interests in other investment funds with a similar focus
Qualification Review
Prospective investors must qualify as "qualified purchasers" as defined under Section 2(a)(51) of the Investment Company Act of 1940. This generally includes:
- Natural persons with at least $5 million in investments
- Family companies with at least $5 million in investments
- Trusts meeting specified criteria
- Entities investing at least $25 million on a discretionary basis
- Companies owned exclusively by qualified purchasers
- Qualified institutional buyers
Confidential
Information Request
Qualified investors may request access to the confidential private placement memorandum and related offering documents.
Due Diligence
Investors should:
- Review all offering materials thoroughly
- Consult with legal, tax, and financial advisors
- Understand the risks, fees, and terms
- Assess suitability for their investment portfolio
Subscription
Process
Complete subscription documents, including:
- Subscription Agreement
- Purchaser
Questionnaire - Investor
Representations - Anti-Money Laundering documentation